Publications
Search results
Showing 8751 to 8760 of 18820 search results.
-
Application for Authorisation: Full consumer credit firm notes [pdf]
Application for Authorisation: Full consumer credit firm notes -
Information on organisations that have applied for permission to operate an electronic platform for lending - May 2020
FCA provides information on organisations that have applied for permission to operate an electronic platform for lending. -
The FCA’s response to the Complaints Commissioner’s Report FCA00602 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00602. -
Information on firms who have gone insolvent, ceased trading or filed for bankruptcy between January and April 2019 and 2020 - May 2020
FCA provides information on firms who have gone insolvent, ceased trading or filed for bankruptcy between January and April 2019 and 2020. -
Portfolio Letter on Risks Life Insurance firms pose to consumers or markets [pdf]
The purpose of this letter is to set out our view of the key risks of harm Life Insurance firms pose to their customers or the markets in which they operate. -
Information on underlying data in high cost short term credit lending report for Q4 2019 and Q1 2020 - May 2020
The FCA provides information on underlying data in high cost short term credit lending report for Q4 2019 and Q1 2020. -
Final Notice 2020: Dale Woodward [pdf]
This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Carl Anthony Monks [pdf]
This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Cesco Investments Ltd [pdf]
This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation. -
List of firms that have the modification by consent of SUP 10C.3.13 and SYSC 24.2.1 [xlsx]
Firms that have applied for this Modification by Consent. Firms can use this if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19) crisis