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Portfolio Letter on Risks Life Insurance firms pose to consumers or markets [pdf]
The purpose of this letter is to set out our view of the key risks of harm Life Insurance firms pose to their customers or the markets in which they operate. -
Information on underlying data in high cost short term credit lending report for Q4 2019 and Q1 2020 - May 2020
The FCA provides information on underlying data in high cost short term credit lending report for Q4 2019 and Q1 2020. -
Final Notice 2020: Dale Woodward [pdf]
This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Carl Anthony Monks [pdf]
This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Cesco Investments Ltd [pdf]
This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation. -
List of firms that have the modification by consent of SUP 10C.3.13 and SYSC 24.2.1 [xlsx]
Firms that have applied for this Modification by Consent. Firms can use this if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19) crisis -
Information complaints made about business interruption loans since January 2020 - May 2020
The FCA provides information on complains made to us about business interruption loans since January 1 2020. -
FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms [pdf]
We summarise feedback we received on our proposed measures - and our response - for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty as a result of coronavirus (Covid-19) -
Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
We set out our expectations for firms when considering the fair treatment of existing customers, and in particular customers with temporary financial difficulties due to coronavirus. -
Information on enforcement action within asset management in 2019 - May 2020
The FCA provides information on enforcement action within asset management in 2019.