Publications
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DP20/1: Transforming culture in financial services – driving purposeful cultures [pdf]
Read about the role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
Electronic Submission System (ESS) user guide [pdf]
FCA's ESS guide on submitting documents electronically. -
DP20/1: Transforming culture in financial services – driving purposeful cultures
The role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
Information on applicants applying for permission in the home credit consumer credit sector - March 2020
The FCA provides information relating to applicants applying for permission in the home credit consumer credit sector. -
Information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR) - March 2020
The FCA provides information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR). -
PS20/4: Amendment of COBS 21.3 permitted link rules – final rules and feedback to CP18/40 [pdf]
This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules in our Conduct of Business (COBS) sourcebook. It also sets out the -
Outsourcing in the life insurance sector
We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy -
Information on the regulation of the claims management sector - March 2020
The FCA provides information on the number of claims management companies (CMCs) that have applied for temporary regulatory permissions, how many have been denied full regulatory authorisation and how many are operating in the market with full -
PS20/4: Amendment of COBS 21.3 permitted link rules
This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules. -
Fostering innovation through collaboration: the evolution of the FCA TechSprint Approach [pdf]
In this report, we explain our TechSprint model, and how it has evolved over time