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Outsourcing in the life insurance sector
We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy -
Information on the regulation of the claims management sector - March 2020
The FCA provides information on the number of claims management companies (CMCs) that have applied for temporary regulatory permissions, how many have been denied full regulatory authorisation and how many are operating in the market with full -
PS20/4: Amendment of COBS 21.3 permitted link rules
This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules. -
Fostering innovation through collaboration: the evolution of the FCA TechSprint Approach [pdf]
In this report, we explain our TechSprint model, and how it has evolved over time -
The number of withdrawn applications for the CF30 controlled function - March 2020
The FCA provides information on the number of withdrawn applications for the CF30 controlled function in 2017, 2018 and 2019. -
Information relating to retirement income advice - March 2020
The FCA provides information relating to retirement income advice. -
Handbook Notice 74 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 January 2020 and 27 February 2020. Additionally, this Notice -
FS20/2: Patient Capital and Authorised Funds [pdf]
This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds -
Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]
UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021. -
Full consumer credit firm - Notes [pdf]
Application for authorisation: full consumer credit firm (notes).