Publications

Showing 9091 to 9100 of 18821 search results.

9091. Changes to overdraft charges

      Data

      Published: 22/01/2020

      Last modified: 12/10/2020

      From April 2020, new overdraft rules begin meaning many banking customers will be better off. See whether you are likely to be charged more or less by your bank or building society.

9092. Portfolio letter: Our Alternatives Supervision Strategy [pdf]

      Portfolio letters

      Published: 22/01/2020

      This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate.

9093. Asset Management Portfolio Letter [pdf]

      Portfolio letters

      Published: 22/01/2020

      This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.

9094. FSCS Supplementary Levies 2019/2020 [pdf]

      Fees information

      Published: 22/01/2020

      FSCS supplementary levies for 2019/20: £50 million levy from the Life Distribution, Pension and Investment intermediation class and £30 million refund to Deposit class.

9095. Final Notice 2020: Hall and Hanley Limited (HHL) [pdf]

      Final notices

      Published: 21/01/2020

      This Final Notice refers to breaches of the Conduct of Authorised Persons Rules 2014 (“CAPR”) in relation to misleading consumers to claims and unfair treatment of consumers in the claims management sector. We imposed a financial penalty.

9096. Statistics on Data breaches within the Financial sector - January 2020

      FOI releases

      Published: 21/01/2020

      Last modified: 25/10/2022

      FCA provides statistics on data breaches that have occurred within the financial sector.

9097. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

      Dear CEO letters

      Published: 21/01/2020

      Dear CEO letter: Portfolio strategy letter for financial advisers

9098. Information on Firms offering unit-linked products - January 2020

      FOI releases

      Published: 21/01/2020

      Last modified: 25/10/2022

      FCA provides information on firms who are offering unit-linked products.

9099. Information on Enforcement Performance action - January 2020

      FOI releases

      Published: 20/01/2020

      Last modified: 25/10/2022

      FCA provides information on Enforcement action relating to the performance report 18/19.

9100. Understanding mortgage prisoners

      Data

      Published: 17/01/2020

      Last modified: 15/09/2022

      Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population.