Publications

Showing 9091 to 9100 of 18820 search results.

9091. Asset Management Portfolio Letter [pdf]

      Portfolio letters

      Published: 22/01/2020

      This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.

9092. FSCS Supplementary Levies 2019/2020 [pdf]

      Fees information

      Published: 22/01/2020

      FSCS supplementary levies for 2019/20: £50 million levy from the Life Distribution, Pension and Investment intermediation class and £30 million refund to Deposit class.

9093. Final Notice 2020: Hall and Hanley Limited (HHL) [pdf]

      Final notices

      Published: 21/01/2020

      This Final Notice refers to breaches of the Conduct of Authorised Persons Rules 2014 (“CAPR”) in relation to misleading consumers to claims and unfair treatment of consumers in the claims management sector. We imposed a financial penalty.

9094. Statistics on Data breaches within the Financial sector - January 2020

      FOI releases

      Published: 21/01/2020

      Last modified: 25/10/2022

      FCA provides statistics on data breaches that have occurred within the financial sector.

9095. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

      Dear CEO letters

      Published: 21/01/2020

      Dear CEO letter: Portfolio strategy letter for financial advisers

9096. Information on Firms offering unit-linked products - January 2020

      FOI releases

      Published: 21/01/2020

      Last modified: 25/10/2022

      FCA provides information on firms who are offering unit-linked products.

9097. Information on Enforcement Performance action - January 2020

      FOI releases

      Published: 20/01/2020

      Last modified: 25/10/2022

      FCA provides information on Enforcement action relating to the performance report 18/19.

9098. Understanding mortgage prisoners

      Data

      Published: 17/01/2020

      Last modified: 15/09/2022

      Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. 

9099. High Cost Credit – home-collected credit, catalogue credit and store cards and Registered Social Landlords (CP18/43) [pdf]

      Impact assessments

      Published: 16/01/2020

      This impact assessment High-cost credit - home collected credit, catalogue credit, store cards and Registered Social Landlords refers to CP 18/43.

9100. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

      Impact assessments

      Published: 16/01/2020

      This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.