Publications
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CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure [pdf]
This consultation paper (CP19/28) seeks views on FCA plans to address consumer harm in the motor finance market by banning commission models that can incentivise a broker (including motor dealers) to increase a customer’s interest rate. We are -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the proposed anti-money laundering regulations: fees proposals [pdf]
From 10 January 2020 the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses. This Consultation Paper sets out the proposals for recovering the costs of this new role. -
PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure
We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs. -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations
The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. -
SM&CR: Form K user guide for Enhanced firms [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers & -
Final notice 2019: Tullett Prebon (Europe) Limited [pdf]
This final notice (Tullett Prebon (Europe) Limited) refers to breaches of PRIN 2, PRIN 3 and PRIN 11 related to wholesale conduct and failing to be open and co-operative in the trading firm sector. We imposed a financial penalty. -
SM&CR: Form K user guide for Core Firms with a CF2 who require a non-executive chair (SMF9) [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers & -
Statement on Takeover Panel cold-shouldering of David Cunningham King
The Panel on Takeovers and Mergers published a statement on their website on the 'cold-shouldering' of Mr David Cunningham King, the Chairman of Rangers International Football Club PLC. This means that no FCA-regulated entity can act for this -
FCA Board Minutes: 4 September 2019 [pdf]
Minutes from the FCA Board meeting on the 4 September 2019. -
FCA Board Minutes: 24 and 25 July 2019 [pdf]
Minutes for the FCA Board meeting that took place on 24 and 25 July 2019.