Publications
Search results
Showing 9331 to 9340 of 18820 search results.
-
PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure
We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs. -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations
The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. -
SM&CR: Form K user guide for Enhanced firms [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers & -
Final notice 2019: Tullett Prebon (Europe) Limited [pdf]
This final notice (Tullett Prebon (Europe) Limited) refers to breaches of PRIN 2, PRIN 3 and PRIN 11 related to wholesale conduct and failing to be open and co-operative in the trading firm sector. We imposed a financial penalty. -
SM&CR: Form K user guide for Core Firms with a CF2 who require a non-executive chair (SMF9) [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers & -
Statement on Takeover Panel cold-shouldering of David Cunningham King
The Panel on Takeovers and Mergers published a statement on their website on the 'cold-shouldering' of Mr David Cunningham King, the Chairman of Rangers International Football Club PLC. This means that no FCA-regulated entity can act for this -
FCA Board Minutes: 4 September 2019 [pdf]
Minutes from the FCA Board meeting on the 4 September 2019. -
FCA Board Minutes: 24 and 25 July 2019 [pdf]
Minutes for the FCA Board meeting that took place on 24 and 25 July 2019. -
UK Benchmarks Register removal notification [xlsx]
This form can only be used to remove benchmarks from the register. Separate forms are provided to; add new benchmarks to the register or amend benchmarks already published on the register. -
UK Benchmarks Register amendments notification form [xlsx]
This form can only be used to amend benchmarks already published on the register. Separate forms are provided to; add new benchmarks to the register or remove benchmarks from the register.