Publications
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Notice of Decision 2025: SAFEKEEPER SOLUTIONS LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: Aglory Merchant Enterprises Limited [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation. -
Notice of Decision 2025: Neil Chandler [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2025: Assured Autos Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Issuer contact details form [docx]
This form is for use by issuers or those acting on their behalf to provide the FCA with contact details as required in the UK Listing Rules (UKLR). -
Notice of Decision 2025: Dash Car Sales Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on S166 notices - January 2025
FCA provides information on S166 notices. -
Final Notice 2024: Mr Ahmed [pdf]
The final notice refers to a failure to seek prior FCA approval when acquiring and disposing control of a regulated entity contrary to section 191(F)(1) and section 191(D) of FSMA. The proposed controller demonstrated a further lack of due care, -
CP25/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2025/26 [pdf]
The FCA and PRA set out proposals for the Management Expenses Levy Limit for the Financial Services Compensation Scheme for 2025/26. -
Final Notice 2025: Arian Financial LLP [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty.