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  1. Final Notice 2024: Steven Harbinder Singh Sahota [pdf]

    Final notices

    Published: 29/07/2024

    This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty.

  2. Statement of Policy on Cost Benefit Analyses [pdf]

    Corporate documents

    Published: 29/07/2024

    We published a CBA framework in 2018 and are updating this document.

  3. Procedures, Systems and Controls Confirmation form [docx]

    Primary market

    Published: 29/07/2024

    Application for Procedures, Systems and Controls Confirmation form.

  4. Purchase of own equity securities [docx]

    Primary market

    Published: 29/07/2024

    Circulars (premium listed issuers) forms.

  5. DP24/1: Regulation of commercial and bespoke insurance business [pdf]

    Discussion papers

    Published: 29/07/2024

    This DP invites feedback on whether our rules strike an appropriate balance between safeguarding those customers who require regulatory protections and competitiveness in the commercial non-investment general insurance market.

  6. Reduction of capital – UKLR 10 [docx]

    Primary market

    Published: 29/07/2024

    Circulars (premium listed issuers) forms.

  7. Reverse takeover circular [docx]

    Primary market

    Published: 29/07/2024

    Circulars (premium listed issuers) forms.

  8. Amendments to Constitution – UKLR 10 [docx]

    Primary market

    Published: 29/07/2024

    Circulars (premium listed issuers) forms.

  9. Authority to allot shares – UKLR 10 [docx]

    Primary market

    Published: 29/07/2024

    Circulars (premium listed issuers) forms.

  10. Final Notice 2024: Kyle Anthony Jones [pdf]

    Final notices

    Published: 29/07/2024

    This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty.
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