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Eligibility for listing Debt and debt-like securities [docx]
UK Listing eligibility form. -
Final Notice 2024: Howard Kennedy Corporate Services LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or -
Eligibility for listing Closed-ended investment funds [docx]
UK Listing eligibility form. -
Eligibility for listing Equity shares (shell companies) [docx]
UK Listing eligibility form. -
Eligibility for listing Open-ended investment companies [docx]
UK Listing eligibility form. -
Eligibility for listing: Equity shares (commercial companies) [docx]
UK Listing eligibility form. -
Eligibility for listing Warrants, options, and other miscellaneous securities [docx]
UK Listing eligibility form. -
Related party circular – Closed-ended investment funds [docx]
Circulars (premium listed issuers) forms. -
Content of all circulars – UKLR 10 Reverse takeover circular [docx]
Circulars (premium listed issuers) forms. -
Information on FCA DISP Rules 1.1 - July 2024
FCA provides information on FCA DISP Rules 1.1.