Publications
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Scrip dividend mandate/dividend reinvestment plan – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Sponsor's declaration for transfer of listing: modified transfer process under ukl4 tp2 [docx]
Sponsor form for prospectuses only -
Eligibility for listing Non-equity shares and non-voting equity shares [docx]
UK Listing eligibility form. -
eligibility-listing-certificates-representing-certain-securities-depositary-receipts [docx]
UK Listing eligibility form. -
DP24/1: Regulation of commercial and bespoke insurance business
We sought your views on whether our rules appropriately balance customer protection and competitiveness. -
Eligibility for listing Equity shares (international commercial companies secondary listing) [docx]
UK Listing eligibility form. -
Handbook Notice 121 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 27 June 2024, 12 July 2024, 23 July 2024 and 25 July 2024. -
Final Notice 2024: Usman Qureshi [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2024: Jacqueline Turner [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. -
PS24/9: Payment Optionality for Investment Research [pdf]
The FCA sets out the final rules for a new option to pay for investment research.