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Final Notice 2022: Leo's Motors (UK) Ltd [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
Final Notice 2022: Seidel & Co LLC, London Branch [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards. -
Handbook Notice 103 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 28 October 2022. -
Information on dawn raids conducted by the FCA -October 2022
FCA provides information on dawn raids conducted by the FCA. -
Information on individual advisers - October 2022
FCA provides information on Individual advisers. -
First Supervisory Notice 2022: Umuthi Healthcare Solutions plc [pdf]
Pursuant to section 77(1) and 77(2A) of the Financial Services and Markets Act 2000, the FCA has decided to cancel (or 'discontinue') Umuthi Healthcare Solutions plc from the Official List. -
Modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]
Find out more about modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP -
Modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]
Find out more about modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP -
Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]
This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.