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Information on consumer credit data - October 2022
FCA provides information on consumer credit data. -
Occasional Paper 62: Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures
Clear communication via investor factsheets helps people understand investments based on their sustainability characteristics and may help them choose investments that better meet their needs. -
Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures
To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research. -
Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies [pdf]
Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies. -
Information on applications received for the authorisations division - October 2022
FCA provides information on -
Decision Notice 2022: Barclays plc [pdf]
This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. -
Final Notice 2022: Automotive Capital Management Limited [pdf]
This final notice refers to a failure to satisfy the appropriate resources (non-financial) and suitability threshold conditions and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
CFRF Roundtable July 2022 [pdf]
FCA Shares a summary of the discussion held in a CFRF convened roundtable in July 2022, discussing transition to net zero. -
Decision Notice 2022: Barclays Bank plc [pdf]
This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. -
First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to