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Decision Notice 2022: Barclays Bank plc [pdf]
This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. -
First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to -
Second Supervisory Notice 2022: Samweb UK Ltd [pdf]
For the reasons given in this Notice, the Authority has decided not to rescind the following Directions and Requirements set out below in paragraph 1.2 which were imposed on the Firm and notified to it in the First Supervisory Notice dated 21 June -
Financial Lives Survey 2022 selected data tables: May 2022 [xlsx]
This selected data is from the FCA's latest Financial Lives survey, on vulnerability and financial resilience, and insights into the financial positions of UK consumers in May 2022. This data contributes to the evidence base on the rising cost of -
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR [pdf]
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR -
The FCA response to Complaint Commissioner's Report FCA001771 [pdf]
The FCA response to Complaint Commissioner's Report FCA001771 -
Warning Notice Statement 22/3 [pdf]
The FCA gave a warning notice on 10 August 2022 to an individual (Individual A) working as a director and independent financial adviser at an advisory firm (Firm A) whilst an approved person proposing to take action in respect of the conduct -
Aggregate complaints data to 2022 H1 [xlsx]
Aggregate sector wide firm complaints data for 2022 H1. Including opened, closed, upheld, speed of closure and redress. -
Adroddiad a Chyfrifon Blynyddol 2021/22 [pdf]
ar gyfer y flwyddyn a ddaeth i ben ar 31 Mawrth 2022 -
Firm level complaints data 2022 H1 [xlsx]
Firm level complaints data 2022 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.