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DP22/1: Resilience of Money Market Funds [pdf]
DP22/1: Resilience of Money Market Funds -
Second Supervisory Notice 2022: AJH Financial Services Limited [pdf]
On 14 February 2022, the FCA announced it had stopped AJH Financial Services Limited from disposing of assets without FCA permission. -
DP22/1: Resilience of Money Market Funds
We’re asking for your views on how to strengthen the resilience of Money Market Funds. -
Information on authorisation of Claims Management Companies - May 2022
The FCA provides information on the authorisation of Claims Management Companies. -
Information on insider dealing and breaches of the FCA Handbook - May 2022
The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing. -
FS22/2: Driving Value for Money in Defined Contribution Pensions
We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes -
PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]
We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms to carry on FCA-regulated activities -
PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide
We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms. -
Action needed: if you transferred out of the British Steel Pension Scheme in 2016 [pdf]
Action needed if you transferred out of the British Steel Pension Scheme in 2016. -
Final Notice 2022: Robert Ward [pdf]
This Final Notice (Robert Ward) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and financial