Publications

Showing 6081 to 6090 of 18806 search results.

6081. FS22/2: Driving Value for Money in Defined Contribution Pensions

      Feedback statements

      Published: 23/05/2022

      Last modified: 03/03/2025

      We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes

6082. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

      Policy statements

      Published: 19/05/2022

      We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms to carry on FCA-regulated activities

6083. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

      Policy statements

      Published: 19/05/2022

      Last modified: 03/12/2025

      We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.

6084. Action needed: if you transferred out of the British Steel Pension Scheme in 2016 [pdf]

      Correspondence

      Published: 18/05/2022

      Action needed if you transferred out of the British Steel Pension Scheme in 2016.

6085. Final Notice 2022: Robert Ward [pdf]

      Final notices

      Published: 17/05/2022

      This Final Notice (Robert Ward) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and financial

6086. Market Watch 69

      Newsletters

      Published: 17/05/2022

      Last modified: 17/05/2022

      In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

6087. Final Notice 2022: Aiden Henderson [pdf]

      Final notices

      Published: 17/05/2022

      This Final Notice (Aiden Henderson) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.

6088. Final Notice 2022: Thomas Henry Ward [pdf]

      Final notices

      Published: 17/05/2022

      This Final Notice (Thomas Henry Ward) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.

6089. Final Notice 2022: Andrew Mark Thomas Page [pdf]

      Final notices

      Published: 17/05/2022

      This Final Notice (Andrew Mark Thomas Page) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and

6090. InvestSmart Animations Social Media Pack 2022 [zip]

      Published: 17/05/2022

      A pack containing social media assets for partners to use to support the campaign.