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FCA response to Letter of Claim sent on behalf of the APPG on Fair Business Banking - 22 February 2022 [pdf]
The FCA responds to a Letter of Claim sent on behalf of the APPG in connection with the Swift Review into the FSA and FCA's supervisory intervention on interest rate hedging products (IRHP). -
FCA enforcement investigations 2021 and 2022 - February 2022
The FCA answers multiple questions regarding the FCA's enforcement investigations. -
Regulator Assessment: Qualifying Regulatory Provisions [pdf]
Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations. -
Information on Collateral (UK) Ltd - February 2022
The FCA provides information on Collateral (UK) Ltd in Liquidation. -
Whistleblowing reports by firm type 2019-2022 - February 2022
The FCA provides data on whistleblowing disclosures. -
Statement on RTC Management Solutions Ltd [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2022: Wolves Trade Centre Ltd [pdf]
This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation. -
Information on Anti Money Laundering investigations in 2021 - February 2022
The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions. -
FG22/1: The FCA's approach to the review of Part VII insurance business transfers [pdf]
This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfer schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII transfers or schemes). -
Final Notice 2022: Matza & Co Limited [pdf]
This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.