Publications

Showing 6321 to 6330 of 18809 search results.

6321. Regulator Assessment: Qualifying Regulatory Provisions [pdf]

      Corporate documents

      Published: 21/02/2022

      Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations.

6322. Information on Collateral (UK) Ltd - February 2022

      FOI releases

      Published: 18/02/2022

      Last modified: 25/10/2022

      The FCA provides information on Collateral (UK) Ltd in Liquidation.

6323. Whistleblowing reports by firm type 2019-2022 - February 2022

      FOI releases

      Published: 18/02/2022

      Last modified: 25/10/2022

      The FCA provides data on whistleblowing disclosures.

6324. Statement on RTC Management Solutions Ltd [pdf]

      Final notices

      Published: 17/02/2022

      This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

6325. Final Notice 2022: Wolves Trade Centre Ltd [pdf]

      Final notices

      Published: 16/02/2022

      This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

6326. Information on Anti Money Laundering investigations in 2021 - February 2022

      FOI releases

      Published: 16/02/2022

      Last modified: 25/10/2022

      The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.

6327. FG22/1: The FCA's approach to the review of Part VII insurance business transfers [pdf]

      Finalised guidance

      Published: 15/02/2022

      This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfer schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII transfers or schemes).

6328. Final Notice 2022: Matza & Co Limited [pdf]

      Final notices

      Published: 15/02/2022

      This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

6329. Transfers out of the Armed Forces Compensation Scheme - February 2022

      FOI releases

      Published: 15/02/2022

      Last modified: 25/10/2022

      The FCA provides information information regarding how many people have transferred out of the Armed Forces Compensation Scheme.

6330. Information on authorisations for active and passive managers - February 2022

      FOI releases

      Published: 15/02/2022

      Last modified: 25/10/2022

      The FCA provides data on the number of authorisations for active managers versus passive managers.