Publications
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FCA response: Practitioner Panel 2020/21 Annual Report [pdf]
Our response to key issues raised in the independent Practitioner Panel 2020/21 Annual Report -
FCA response: Markets Practitioner Panel 2020/21 Annual Report [pdf]
Our response to key issues raised in the Markets Practitioner Panel 2020/21 Annual Report -
FCA response: Small Business Practitioner Panel 2020/21 Annual Report [pdf]
Our response to key issues raised in the Small Business Practitioner Panel 2020/21 Annual Report -
FCA response: Financial Services Consumer Panel 2020/21 Annual Report [pdf]
Our response to key issues raised in the Financial Services Consumer Panel 2020/21 Annual Report -
Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]
This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty -
Information on mortgage sales - October 2021
FCA provides information on mortgage sales. -
InvestSmart launch partner toolkit 2021 [pdf]
A toolkit for partners to use when promoting our InvestSmart campaign. -
David Scott allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by David Scott, including hospitality given outside the FCA. -
Nausicaa Delfas allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Nausicaa Delfas, including hospitality given outside the FCA. -
InvestSmart Launch Social Media Pack 2021 [zip]
A pack containing social media assets with copy, for partners to use to support the campaign.