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Insolvency Service letter on debt packager firms [pdf]
Insolvency Service's response to debt packager firms. -
Final Notice 2021: Safe Claims Limited [pdf]
This final notice (Safe Claims Limited) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Finalised Guidance on the fair treatment of vulnerable customers - FAQs [pdf]
Our Guidance provides clarity on what firms should do to -
Dear chair letter: Authorised ESG and sustainable investment funds: improving quality and clarity [pdf]
Letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds -
Data on Whistleblowing cases received by the FCA since 2019 - July 2021
The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2019. -
Guidance on NPPR Connect notifications [docx]
Guidance on NPPR Connect notifications. -
Our pay gap data 2021
Our pay gap data for 2021, including gender, disability and ethnicity. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
Service standards 2020/21
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21. -
Annual Report and Accounts 2020/21 [pdf]
The FCA's 2020/21 Annual Report updates on what it has delivered and achieved over the past year. It demonstrates how the FCA has targeted its resources to respond to the pandemic, while also delivering the best results for consumers, firms and