Publications
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Regulatory Initiatives Grid - April 2020 [pdf]
The first edition of the Grid contains a broad range of regulatory initiatives reflecting the breadth and diversity of the financial services industry. The second edition was published in September 2020. -
Monthly PPI refunds and compensation
The FCA provides figures on refunds and compensation paid to customers who have complained about PPI. -
FCA Board Minutes: 1 April 2020 [pdf]
FCA Board Minutes: 1 April 2020 -
FCA Board Minutes: 26 March 2020 [pdf]
FCA Board Minutes: 26 March 2020 -
Financial Services Regulatory Initiatives Forum - Terms of reference [pdf]
The purpose of the Forum is to share information on, and review the timing of, regulatory initiatives with a view to considering the operational impact of their implementation by firms. -
Letter to Financial Ombudsman Service regarding complaints handling during coronavirus pandemic [pdf]
Letter from the FCA to the Financial Ombudsman Service asking how will the Ombudsman Service consider handling complaints during the coronavirus pandemic period. -
Letter: Financial Ombudsman Service reply to the FCA regarding complaints handling during coronavirus pandemic [pdf]
The Financial Ombudsman Service confirms how it will handle complaints during the coronavirus pandemic period. -
Administrative arrangement for the transfer of personal data between the FCA and United States Commodity Futures Trading Commission (CFTC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Administrative arrangement for the transfer of personal data between the FCA and the Australian Securities and Investments Commission (ASIC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Administrative arrangement for the transfer of personal data between the FCA and United States Securities and Exchange Commission (SEC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.