Publications
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PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive Feedback to CP23/19 and Final Rules [pdf]
This paper summarises the feedback received on the FCA's proposals and its response. -
Notice of Decision 2023: Eighty Seventy Facilities Management Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive
The FCA's final rules for insurance firms that transfer and replace retained EU law provisions from the Insurance Distribution Directive. -
Retail banking Consumer Duty multi-firm work
The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work. -
Notice of Decision 2023: Lodge and Thomas [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
New crypto rules 2023 [zip]
New crypto rules 2023 -
Notice of Decision 2023: We Find Any Car Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Identifying controllers - example structure chart [pdf]
Use this chart to help identify all controllers of an FCA-authorised firm that's subject to a change in control. -
Notice of Decision 2023: Norman Frederick Little [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Commentary on Mortgage lending statistics Q3 2023
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2023 Q2.