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New crypto rules 2023 [zip]
New crypto rules 2023 -
Notice of Decision 2023: We Find Any Car Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Identifying controllers - example structure chart [pdf]
Use this chart to help identify all controllers of an FCA-authorised firm that's subject to a change in control. -
Notice of Decision 2023: Norman Frederick Little [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Commentary on Mortgage lending statistics Q3 2023
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2023 Q2. -
Engagement feedback on the new public offers and admissions to trading regime [pdf]
A summary of feedback from our engagement process on the new public offers and admissions to trading regime. -
Dear CEO Letter: The retention of interest earned on customers’ cash balances [pdf]
Dear CEO Letter: The retention of interest earned on customers’ cash balances. -
Engagement feedback on the new public offers and admissions to trading regime
We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime. -
DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap [pdf]
The FCA and the Government will start a joint review to examine the regulatory boundary between financial advice and other forms of support. This is now known as the Advice Guidance Boundary Review (the Review). -
Final Notice 2023: UAB Best Finance [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation.