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FCA Authorisations operating service metrics 2023/24 Q2
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2023. -
Notice of Decision 2023: ADS Essex Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PSD Add Agent Form [docx]
This form is for Payment Institutions to notify the FCA of a new UK agent -
Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park) [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram. -
CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram. -
CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram. -
Final Notice 2023: Mark Anthony Jensen [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Notice of Decision 2023: AP Paper Supplies Limited [pdf]
This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation. -
IRHPs: Detailed Grounds of Defence [pdf]
Independent review into the supervisory intervention on Interest Rate Hedging Products: Detailed Grounds of Defence.