Publications
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Register Data TechSprint
In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions. -
FCA Board Minutes: 28 September 2023 [pdf]
Minutes of the FCA Board meeting held on 28 September 2023. -
Notice of Decision 2023: MKL Finance Ltd [pdf]
This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Eco Home Care Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Alexandra Health Care Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]
Portfolio letter to firms as a result of the PSF. -
Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)
This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly. -
Financial Promotion Annex for firms with existing New Authorisation in progress [docx]
Form to be used by applicants who wish to add Financial Promotions to their existing New Authorisation Application -
DP23/4: Regulating cryptoassets Phase 1: Stablecoins [pdf]
DP23/4: Regulating cryptoassets Phase 1: Stablecoins. -
Notice of Decision 2023 : HG Motors Ltd [pdf]
This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.