Publications

Showing 4701 to 4710 of 18806 search results.

4701. Final Notice 2023: Geoffrey Edward Armin [pdf]

      Final notices

      Published: 03/11/2023

      This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to

4702. Notice of Decision 2023: Peach Code Ltd [pdf]

      Decision notices

      Published: 03/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4703. Transcript: Diversity and inclusion in the financial sector – working together to drive change On-Demand [pdf]

      Transcripts

      Published: 03/11/2023

      A discussion on our proposals on how to achieve a more diverse and inclusive financial services industry.

4704. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

      Decision notices

      Published: 03/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4705. Financial promotions quarterly data 2023 Q3

      Data

      Published: 03/11/2023

      Last modified: 14/02/2024

      We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

4706. Information on BSPS redress scheme - November 2023

      FOI releases

      Published: 03/11/2023

      Last modified: 01/01/2025

      Information on BSPS redress scheme.

4707. FG23/3: Finalised non-handbook guidance on Cryptoasset Financial Promotions [pdf]

      Finalised guidance

      Published: 02/11/2023

      Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit. We have introduced rules that are designed to give people a better understanding of what they are investing in, and the risks involved.

4708. Final Notice 2023: Almond and Chestnut Limited [pdf]

      Final notices

      Published: 02/11/2023

      This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

4709. Information on new consumer duty - November 2023

      FOI releases

      Published: 02/11/2023

      Last modified: 01/01/2025

      FCA provides information on new consumer duty.

4710. FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions

      Finalised guidance

      Published: 02/11/2023

      Last modified: 06/02/2026

      The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers.