Publications

Showing 5131 to 5140 of 18811 search results.

5131. Notice of Decision 2023: Station Road Cars Limited [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5132. FCA’s response to the Complaints Commissioner’s Report – FCA ref: 208760224 [pdf]

      Corporate documents

      Published: 06/07/2023

      We have considered the Final Report of the Complaints Commissioner on complaint 202201753.

5133. FCA Board Minutes: 25 May 2023 [pdf]

      Meeting minutes

      Published: 06/07/2023

      Minutes of the FCA Board meeting held on 25 May 2023.

5134. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

      Dear CEO letters

      Published: 06/07/2023

      A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

5135. Liquidity Management multi-firm review

      Multi-firm reviews

      Published: 06/07/2023

      Last modified: 06/07/2023

      Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

5136. PS23/11: Guidance on the trading venue perimeter [pdf]

      Policy statements

      Published: 05/07/2023

      We are issuing new guidance on the trading venue perimeter to make sure that firms have greater certainty about their regulatory status and help promote a level playing field, which supports competition and market integrity.

5137. CP23/15: The Framework for a UK Consolidated Tape [pdf]

      Consultation papers

      Published: 05/07/2023

      CP23/15: The Framework for a UK Consolidated Tape.

5138. Procuring a consolidated tape provider: A report for the FCA - June 2023 [pdf]

      Corporate documents

      Published: 05/07/2023

      Procuring a consolidated tape provider: A report for the FCA - June 2023.

5139. PS23/11: Guidance on the trading venue perimeter

      Policy statements

      Published: 05/07/2023

      Last modified: 05/07/2023

      Consultation on new guidance on the regulatory perimeter for trading venues

5140. CP23/15: The framework for a UK consolidated tape

      Consultation papers

      Published: 05/07/2023

      Last modified: 20/12/2023

      We’re consulting on our proposed framework for establishing a consolidated tape (CT) in the UK.