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Mutual societies registration function: 2023-24
An update on the FCA's work and a breakdown of societies on the register. -
Information on closure of bank accounts due to financial crime - May 2023
FCA provides information on closure of bank accounts due to financial crime. -
Final Notice 2023: Columbus Legal Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and investment adviser sector. We imposed a cancellation. -
CP23/12: Expansion of the Dormant Assets scheme – second phase [pdf]
We are consulting on the second phase of the DAS to make amendments to our rules and guidance to enable dormant investment assets and client money to be available to the scheme. -
Information on firms selling CFD products - May 2023
FCA provides information on firms selling CFD products. -
Information on reviews into the use of AI (Artificial Intelligence) - May 2023
FCA provides information reviews into the use of AI (Artificial Intelligence). -
Final Notice 2023: David Nicholas King [pdf]
This final notice (Mr David Nicholas King) refers to an application to vary a prohibition order imposed as a result of his lack of fitness and propriety following criminal convictions for theft, fraud and handling criminal property. The authority -
Information on mortgages - May 2023
FCA provides information on Mortgages-May 2023. -
FCA Authorisations operating service metrics 2022/23 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023. -
Information on FCA raids - May 2023
FCA provides information on FCA raids -May 2023