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FCA Authorisations operating service metrics 2022/23 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023. -
Information on FCA raids - May 2023
FCA provides information on FCA raids -May 2023 -
FCA Authorisations operating service metrics 2022/23 Q4 [pdf]
This 2022/23 Q4 update covers the FCA's progress on service standards for authorisations case work, outlining any areas where it is not meeting its statutory and voluntary timelines for authorisations. -
First Supervisory Notice 2023: David Stock & Co Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on David Stock & Co Limited -
Information on section 166 reviews - May 2023
FCA provides information on Section 166 reviews -May 2023. -
Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]
Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme -
Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation -
Information on number of people who took out 2, 5, and 10 year fixes in each of the last 6 years - May 2023
FCA provides information number of people who took out 2, 5, and 10 year fixes in each of the last 6 years - May 2023 -
Warning Notice Statement 23/5 [pdf]
The FCA gave 3 individuals warning notices on 17 February 2023 proposing to take action in respect of the conduct summarised in this statement. -
Information on mortgage prisoners May 2023
FCA provides information on mortgage prisoners.