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DP23/3: Review of the Senior Managers and Certification Regime (SM&CR)
In this joint Discussion Paper (DP) with the PRA, we are seeking input on potential ways to improve the Senior Managers and Certification Regime (SM&CR). -
FCA letter to Morses Club Limited - 3 March 2023 [pdf]
Morses Club Scheme Limited – Proposed Scheme of Arrangement pursuant to Part 26 of the Companies Act 2006. -
Information on whistleblowing reports - March 2023
FCA provides information on whistleblowing reports - March 2023 -
Information on equity release / lifetime mortgage plan - March 2023
FCA provides information on on equity release / lifetime mortgage plan. -
Information on payment account services - March 2023
FCA provides information on Payment Account Services - March 2023 -
Final Notice 2023: Smilewise Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Inside FCA Podcast interview with Ed Smith on CD implementation deadline [mp3]
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Final Notice 2023: Stanley Moore Motors Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
inside-fca-transcript-consumer-duty-April-interview-ed-smith.pdf [pdf]
Read the transcript of an Inside FCA Podcast interview with Ed Smith on the Consumer Duty April milestone -
Climate Data Webinars 2023 [pdf]
The CFRF Disclosures, Data and Metrics working group presents a series of webinars interrogating the current state of portfolio-level climate data, common challenges