Publications
Search results
Showing 5361 to 5370 of 18806 search results.
-
inside-fca-transcript-consumer-duty-April-interview-ed-smith.pdf [pdf]
Read the transcript of an Inside FCA Podcast interview with Ed Smith on the Consumer Duty April milestone -
Climate Data Webinars 2023 [pdf]
The CFRF Disclosures, Data and Metrics working group presents a series of webinars interrogating the current state of portfolio-level climate data, common challenges -
OPBAS and HMT supervisory update July 2022 [pdf]
Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS) -
CFRF Guide 2023: Climate Disclosures Dashboard 2.0 [pdf]
Disclosure, Data and Metrics – CFRF Climate Disclosures Dashboard -
First Supervisory Notice 2023: Independently East Limited [pdf]
For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose on Independently East Limited a variation of the Firm’s Part 4A permission to perform regulated activities. -
OPBAS and HMT MLR 46A supervisory update March 2023 [pdf]
Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS) relating to Money Laundering Regulation 46A. -
Information on Temporary Permissions Regime (TPR) - March 2023
FCA provides information on temporary Permissions Regime (TPR). -
CFRF Guide 2023: Scenario anlaysis: Guide for Asset Managers [pdf]
CFRF Scenario Analysis – Asset Management Guide -
CFRF Scenario Analysis: Learning from the 2021/22 Climate Biennial Exploratory Scenario (CBES) [pdf]
Learning from the 2021/22 climate biennial exploratory scenario (CBES) -
FCA’s response to the Complaints Commissioner's report 202201624 [pdf]
FCA’s response to the Complaints Commissioner's report