Publications

Showing 5541 to 5550 of 18811 search results.

5541. Information on high-cost credit market - January 2023

      FOI releases

      Published: 24/01/2023

      Last modified: 31/12/2024

      FCA provides information on high-cost credit market.

5542. Information on anti money laundering compliance breaches in 2019 to 2022 - January 2023

      FOI releases

      Published: 24/01/2023

      Last modified: 31/12/2024

      FCA provides information on anti money laundering compliance breaches in 2019, 2020, 2021 and 2022 to date.

5543. Financial analysis template for mortgage intermediaries - incorporated companies [xlsx]

      Forms

      Published: 23/01/2023

      Template for mortgage intermediaries (incorporated companies) when submitting authorisation applications.

5544. Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]

      Forms

      Published: 23/01/2023

      Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications.

5545. Decision Notice 2022: David Amporful [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

5546. Occasional Paper 63: HFTs and Dealer Banks: Liquidity and Price Discovery in FX Trading [pdf]

      FCA research

      Published: 20/01/2023

      We characterise the liquidity provision and price discovery roles of dealers and HFTs in the FX spot market during the sample period between 2012 and 2015.

5547. Decision Notice 2022: First Union (Europe) Limited [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (First Union (Europe) Limited) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the

5548. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

5549. Decision Notice 2022: Business Support and Financial Company Ltd [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

5550. Information on residential mortgage sales - January 2023

      FOI releases

      Published: 20/01/2023

      Last modified: 31/12/2024

      FCA provides information on residential mortgage.