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Decision Notice 2022: Business Support and Financial Company Ltd [pdf]
This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed -
Information on residential mortgage sales - January 2023
FCA provides information on residential mortgage. -
Occasional Paper 63: HFTs and dealer banks: liquidity and price discovery in FX trading
We characterise the liquidity provision and price discovery roles of dealers and high-frequency traders in the foreign exchange spot market. -
The role of High Frequency Traders in FX markets
FCA economist Peter O’Neill and Academic Shihao Yu at Columbia University, examine the role of new High-Frequency Trading (HFT) entrants to the once bank dealer dominated Foreign Exchange market. -
Information on convictions obtained against individuals- January 2023
FCA provides information on convictions obtained against individuals. -
Information on enforcement investigations - January 2023
FCA provides information on enforcement investigations. -
Inside FCA Podcast: Understanding the Consumer Duty products and services outcome [mp3]
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Emily Shepperd, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Jessica Rusu, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Mark Steward, diary engagements, July-September 2022 [pdf]
External meetings (excludes meetings with regulated firms).