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CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]
CP22/15: Calculating redress for non-compliant pension transfer advice. -
Legal Opinion by Michael Furness QC [pdf]
Legal Opinion by Michael Furness QC. -
2022 letter to Remuneration Committee [pdf]
A letter to the remuneration committee to set out our remuneration approach this year. -
Switching in the mortgage market update - August 2022 [pdf]
Switching in the mortgage market update - August 2022. -
Information on LTAF applications - August 2022
The FCA provides information on long-term asset fund (LTAF). -
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Manual [pdf]
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report -
PS22/11: Improving the Appointed Representatives regime
We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34 -
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report [pdf]
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report -
PS22/10: Strengthening our financial promotion rules for high‑risk investments and firms approving financial promotions [pdf]
This Policy Statement (PS) summarises the feedback we received to CP22/2. It sets out our final policy position and Handbook rules, which are designed to strengthen the regime for how high-risk investments (HRIs) can be promoted -
CP22/14: Broadening retail access to the long-term asset fund [pdf]
This consultation therefore sets out proposals for broadening the retail distribution of the LTAF to more categories of retail investors, whilst including further nvestor protections.