Publications
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UK list of exempted shares [xlsx]
UK list of exempted shares. -
Memorandum of Understanding between the FCA, Bank of England, PRA and the European Supervisory Authorities [pdf]
MoU covering information exchange and cooperation between the UK authorities and ESAs in the oversight of critical third parties under the UK regime and critical third party providers under the EU’s Digital Operational Resilience Act. -
Information on FCA whistleblowing processes - January 2026
Information on FCA whistleblowing failures reported by the Financial Times -
Consumer Credit Limited Permission Authorisation Form [docx]
Consumer Credit Limited Permission Authorisation Application Form -
Information on targeted support - January 2026
FCA provides information on targeted support -
Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment [pdf]
Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment. -
Notice of Decision 2026: Teal Finance Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: Planit Lifestyle Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Guidance on application of complex financial history and significant financial commitment rules – Primary Market/TN/638.2 [pdf]
Guidance on application of complex financial history and significant financial commitment rules – Primary Market/TN/638.2 -
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.5 [pdf]
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.5