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Final Notice 2020: Cesco Investments Ltd [pdf]
This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation. -
List of firms that have the modification by consent of SUP 10C.3.13 and SYSC 24.2.1 [xlsx]
Firms that have applied for this Modification by Consent. Firms can use this if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19) crisis -
Information complaints made about business interruption loans since January 2020 - May 2020
The FCA provides information on complains made to us about business interruption loans since January 1 2020. -
FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms [pdf]
We summarise feedback we received on our proposed measures - and our response - for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty as a result of coronavirus (Covid-19) -
Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
We set out our expectations for firms when considering the fair treatment of existing customers, and in particular customers with temporary financial difficulties due to coronavirus. -
Information on enforcement action within asset management in 2019 - May 2020
The FCA provides information on enforcement action within asset management in 2019. -
FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
We summarise responses to our proposals for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty. -
Information on how many CF30's withdrew or cancelled their permissions/authorisations in January to March 2020 and 2019 - May 2020
The FCA provides information on CF20's withdrawing or cancelling their permissions or authorisation for January to March 2019 and 2020. -
Information on how many financial advice firms gave up their permissions/authorisation in January to March 2020 and 2019 - May 2020
The FCA provides information on financial firms giving up permissions or authorisation for January to March 2019 and 2020. -
Core details form [doc]
We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.