Publications
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FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
We summarise responses to our proposals for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty. -
Information on how many CF30's withdrew or cancelled their permissions/authorisations in January to March 2020 and 2019 - May 2020
The FCA provides information on CF20's withdrawing or cancelling their permissions or authorisation for January to March 2019 and 2020. -
Information on how many financial advice firms gave up their permissions/authorisation in January to March 2020 and 2019 - May 2020
The FCA provides information on financial firms giving up permissions or authorisation for January to March 2019 and 2020. -
Core details form [doc]
We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions. -
Regulatory Initiatives Grid - April 2020 [pdf]
The first edition of the Grid contains a broad range of regulatory initiatives reflecting the breadth and diversity of the financial services industry. The second edition was published in September 2020. -
Monthly PPI refunds and compensation
The FCA provides figures on refunds and compensation paid to customers who have complained about PPI. -
FCA Board Minutes: 1 April 2020 [pdf]
FCA Board Minutes: 1 April 2020 -
FCA Board Minutes: 26 March 2020 [pdf]
FCA Board Minutes: 26 March 2020 -
Financial Services Regulatory Initiatives Forum - Terms of reference [pdf]
The purpose of the Forum is to share information on, and review the timing of, regulatory initiatives with a view to considering the operational impact of their implementation by firms. -
Letter to Financial Ombudsman Service regarding complaints handling during coronavirus pandemic [pdf]
Letter from the FCA to the Financial Ombudsman Service asking how will the Ombudsman Service consider handling complaints during the coronavirus pandemic period.