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The FCA’s response to the Complaints Commissioner’s Report FCA00550 [pdf]
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Final Notice 2019: Craig Mitchison [pdf]
This final notice (Craig Mitchison) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
PS19/19: FCA regulated fees and levies 2019/20: Including feedback on CP19/16 and ‘made rules’ [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients
We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers. -
Handbook Notice 67 [pdf]
This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 June 2019. Additionally, this -
Pensions regulator scams presentation [pdf]
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MS19/1.1: Credit Information Market Study: Terms of Reference [pdf]
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Third party providing STS verification services application form [docx]
Firms who wish to apply to be a Third Party Verifier (TPV) should complete the TPV application form. -
Notice of Undertaking: ETA Services Ltd [pdf]
The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).