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Final Notice 2019: Direct Shelving Service Ltd [pdf]
This final notice (Direct Shelving Service Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Oldham Athletic (2004) Association Football Club Limited [pdf]
This final notice (Oldham Athletic (2004) Association Football Club Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We -
Memorandum of Understanding between the China Securities Regulatory Commission and the Financial Conduct Authority [pdf]
MoU between the China Securities Regulatory Commission and the UK Financial Conduct Authority. -
Joint Announcement by the China Securities Regulatory Commission and the UK Financial Conduct Authority [pdf]
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FCA PPI - Tube advertisement [pdf]
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PPI campaign response update - August 2017 - May 2019 [pdf]
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CP19/20: Our Framework: assessing adequate financial resources [pdf]
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Report on the FCA's further investigative steps in relation to RBS Global Restructuring Group [pdf]
This report provides an extended account of the FCA’s investigative work on the RBS Global Restructuring Group (GRG). It follows the announcement of the conclusion of the investigation in July 2018 and that the FCA would not be taking enforcement -
FCA Board Minutes:24 and 25 April 2019 [pdf]
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CP19/20: Our framework: assessing adequate financial resources
The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.