Publications
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CP18/37: Product intervention measures for retail binary options [pdf]
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CP18/39: Quarterly Consultation Paper No 23 [pdf]
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CP18/38: Technical annex [pdf]
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CP18/39: Quarterly Consultation Paper No 23
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Key findings on our recent work on pension transfer advice
Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. -
TR18/5: Management of long-term mortgage arrears and forbearance
FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers. -
Final Notice 2018: 1Stdent Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: John Gerard Barry [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]
This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty. -
Welsh Language Scheme Annual Report for 2017/18 to the Welsh Language Commissioner [pdf]
This report outlines the progress made by the FCA during 2017/18 in delivering services in accordance with our Welsh Language Scheme and to identify areas for future improvement.