Publications

Showing 11011 to 11020 of 18820 search results.

11011. Final Notice 2018: Quality Carriages Limited [pdf]

       Final notices

       Published: 20/04/2018

       This final notice (Quality Carriages Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11012. Collective versus individual portfolio management [pdf]

       Documents

       Published: 20/04/2018

11013. Final Notice 2018: Pontings Car Sales Limited [pdf]

       Final notices

       Published: 20/04/2018

       This final notice (Pontings Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11014. Aggregate complaints data to 2017 H2 [xlsx]

       Data

       Published: 19/04/2018

       Aggregate sector wide firm complaints data for 2017 H2. Including opened, closed, upheld, speed of closure and redress.

11015. Complaints Data Analysis: 2017 H2 [pdf]

       Data

       Published: 19/04/2018

       This analysis looks at the aggregate complaints data for 2017 H2 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

11016. Firm level complaints data 2017 H2 [xlsx]

       Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

       Published: 19/04/2018

       Firm level complaints data 2017 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

11017. Dear CEO letter: Irredeemable preference shares and other similar capital instruments [pdf]

       Dear CEO letters

       Published: 19/04/2018

       Irredeemable preference shares and other similar capital instruments.

11018. FCA Business Plan: press conference transcript [pdf]

       Documents

       Published: 16/04/2018

11019. Sector Views 2018 [pdf]

       Corporate documents

       Published: 09/04/2018

       The FCA needs a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, it divides the system into sectors and monitors them continuously.

11020. DP18/3: Ex post impact evaluation framework [pdf]

       Discussion papers

       Published: 09/04/2018

       This FCA discussion paper sets out its framework for measuring the impact of its interventions using ex post impact evaluations.