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  1. CP18/2: Financial Services Compensation Scheme - Management Expenses Levy Limit 2018/19

    Consultation papers

    Published: 18/01/2018

    Last modified: 21/02/2018

    In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS). Management expenses are the operating costs of the FSCS.

  2. Final notice 2018: Richard Adams [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2018: Ian Emery [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2018: Shelby Elaine Dewar [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2018: SK Motors Limited [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2018: Clarity Copiers (Cornwall) [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2018: Yorkshire Gas & Electrical Ltd [pdf]

    Final notices

    Published: 17/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Premium Listing – Commercial Companies (including Mineral, Scientific Research and Property Companies) [doc]

    Primary market

    Published: 17/01/2018

  9. Premium Listing - Open-Ended Investment [doc]

    Primary market

    Published: 17/01/2018

  10. Final Notice 2018: Alok Dhanda [pdf]

    Final notices

    Published: 16/01/2018

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
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