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Fund objectives working group: summary of discussion [pdf]
Summary of fund objectives working group discussion on 25 September 2017. -
Final Notice 2017: Richard Telfryn Jones [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition. -
Fund Objectives Working Group: Session I [pdf]
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CP17/38: Regulatory fees and levies: policy proposals for 2018/19 [pdf]
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CP17/38: Regulatory fees and levies: policy proposals for 2018/19
This consultation paper (CP) sets out our proposed policy changes on how FCA fees will be raised from 2018/19. -
FOI 5015 Response [pdf]
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Handbook Notice 49 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 9 November 2017. Additionally, this Notice contains information -
FOI 5015 Information Provided [pdf]
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Final Notice 2017: Capita Financial Managers Limited [pdf]
This final notice refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a public censure. -
The FCA’s response to the Complaints Commissioner’s Report FCA00278 [pdf]