Publications
Search results
Showing 3571 to 3580 of 18805 search results.
-
Notice of Decision 2024: Wolverhampton Wanderers Football Club (1986) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: MacIntyre Hudson LLP [pdf]
This Final Notice (MacIntyre Hudson LLP) refers to breaches of rules contained in SUP 3.10 which relate to the duties of auditors when reporting on client assets. The FCA imposed a public censure. -
FCA response to the Complaints Commissioner’s Report 202201756 [pdf]
FCA response to the Complaints Commissioner’s Report 202201756. -
Notice of Decision 2024: Cropredy Bridge Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Mark Thompson trading as MWT Cars [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation -
Notice of Decision 2024: Carzoom Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on MDP rejection codes - August 2024
FCA provides information on MDP rejection codes. -
Notice of Decision 2024: RDP Auto's Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Final Notice 2024: Forex TB Limited [pdf]
This Final Notice refers to breaches of Principle 6 and Section 20 FSMA related to the unfair treatment of customers and failing to operate in accordance with permission while operating under the Temporary Permissions Regime. We imposed a financial -
Final Notice 2024: Martin Christopher Sarl [pdf]
This Final Notice refers to breaches of Statement of Principle 1 and FIT 2.1 related to a lack of honesty and integrity in the General Insurance and Protection sector. We imposed a financial penalty of £5,021, a prohibition and withdrawal.