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Information on End of Year performance ratings - July 2024
FCA provides information on End of Year performance ratings. -
FCA Technical Note: Responsibilities of a sponsor: Specialist due diligence [pdf]
Sponsors are expected to be knowledgeable in the listing rules, prospectus rules and disclosure requirements and transparency rules. -
FCA Technical Note: FCA reviews of sponsor services [pdf]
Our overall approach to supervising sponsors. -
FCA Technical Note: Sponsors: Record Keeping Requirements [pdf]
Sponsor’s record keeping obligations. -
PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules [pdf]
Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules. -
Primary Market Bulletin 50
This edition of the FCA’s Primary Market Bulletin covers sponsor regime supervisory reviews and sponsor-related Knowledge Base guidance. -
Notice of Decision 2024: The Vocational Academy Essex LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Copytech Group Services Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on external consultants - July 2024
FCA provides information on external consultants - July 2024. -
GC24/3: Primary Market Bulletin No. 50
We are consulting on the following proposed changes to the Knowledge Base.