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Emily Shepperd, diary engagements, January - March 2024 [pdf]
External meetings (excludes meetings with regulated firms), 1 January - 31 March 2024. -
Notice of Decision 2024: PC Autos Hire and Repair Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Stephen Braviner Roman, diary engagements, January - March 2024 [pdf]
External meetings (excludes meetings with regulated firms), 1 January - 31 March 2024. -
OPBAS and HM Treasury Money Laundering Regulations 46A supervisory update – April 2024 [pdf]
Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS) in April 2024. -
Information on average fee charged - May 2024
FCA provides information on information on average fee charged- May 2024. -
Market Watch 79
Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024. -
Notice of Decision 2024: Scott Cordy [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Ayaan Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Keegan Motors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Crystal EPOS Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.