Publications

Showing 4201 to 4210 of 18806 search results.

4201. Notice of Decision 2024: Eilertsen Dental Care Limited [pdf]

      Decision notices

      Published: 15/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4202. Information on a tabulated summary of salutations - April 2024

      FOI releases

      Published: 15/04/2024

      Last modified: 01/01/2025

      FCA provides information on a tabulated summary of salutations.

4203. Information on annex 1 firms - April 2024

      FOI releases

      Published: 15/04/2024

      Last modified: 01/01/2025

      FCA provides information on annex 1 firms.

4204. Information on list of annex I firms - April 2024

      FOI releases

      Published: 15/04/2024

      Last modified: 01/01/2025

      Information on list of annex I firms.

4205. Notice of Decision 2024: Zalda Limited [pdf]

      Decision notices

      Published: 12/04/2024

      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

4206. Notice of Decision 2024: Central Dental Care [pdf]

      Decision notices

      Published: 12/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4207. Notice of Decision 2024: Lukey Cassette Boilers (UK) Ltd [pdf]

      Decision notices

      Published: 12/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4208. Dear CEO letter: Maintaining adequate financial resources [pdf]

      Dear CEO letters

      Published: 12/04/2024

      Our letter to remind firms that they must maintain adequate financial resources at all times.

4209. Final Notice 2024: Link Fund Solutions Limited [pdf]

      Final notices

      Published: 11/04/2024

      This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution

4210. Warning Notice Statement 24/3 [pdf]

      Warning notices

      Published: 11/04/2024

      The FCA gave Woodford Investment Management Limited and Neil Woodford warning notices on 19 February 2024 proposing to take action in respect of the conduct summarised in this statement.