Publications

Showing 5051 to 5060 of 18806 search results.

5051. Market Watch 74

      Newsletters

      Published: 25/07/2023

      Last modified: 25/07/2023

      n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

5052. Notice of Decision 2023: Martin McDonnell [pdf]

      Decision notices

      Published: 25/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5053. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

      Decision notices

      Published: 25/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

5054. Notice of Decision 2023: Peel Cars Ltd [pdf]

      Decision notices

      Published: 25/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5055. Notice of Decision 2023: Geneva Motors [pdf]

      Decision notices

      Published: 24/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5056. Decision Notice 2023: Rose Marie Anderson [pdf]

      Decision notices

      Published: 24/07/2023

      Notice of Decision: Rose Marie Anderson Conduct: Failing to carry on regulated activities Breaches: N/A

5057. Notice of Decision 2023: Michael Meehan trading as MC Car Sales [pdf]

      Decision notices

      Published: 24/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5058. Information on annuity sales - July 2023

      FOI releases

      Published: 24/07/2023

      Last modified: 03/01/2025

      FCA provides information on information on annuity sales.

5059. Notice of Decision 2023: Ventam Systems Ltd [pdf]

      Decision notices

      Published: 21/07/2023

      This Notice of Decision (Ventam Systems Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

5060. Final Notice 2023: Mach 1 Sales Ltd [pdf]

      Final notices

      Published: 21/07/2023

      This final notice (Mach 1 Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11). Adequate information was not provided in a timely manner despite several attempts to obtain a response. We