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Temporary Permission Regime (TPR) to Supervised Run Off (SRO) notification form (PSD-EMD) [docx]
Use this form to notify us that your firm’s temporary permission for new business is ending, and you wish to enter the SRO. -
Temporary permission regime (TPR) / Supervised run-off (SRO) cancellation (PSRs/EMRs) [docx]
Use this form to notify us when your firm will cease engaging in new business covered by the TPR. -
Information on size of the e-money industry - January 2022
The FCA provides data regarding the size of the e-money industry for 2020. -
Information on Unexplained Wealth Orders - January 2022
The FCA provides information on Unexplained Wealth Orders. -
Information on employment of section 166 powers - January 2022
The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime. -
Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]
This final Notice replaces the previously published draft version -
Article 23D Benchmarks Regulation – Notice of requirements [pdf]
This final Notice replaces the previously published draft version -
Annex 4 Benchmarks Regulation – Notice of modifications [pdf]
Annex 4 Benchmarks Regulation – Notice of modifications -
Annex 4 Benchmarks Regulation – Additional notice of proposed modifications [pdf]
Annex 4 Benchmarks Regulation – Additional notice of proposed modifications -
Information on carried interest categorised as remuneration - December 2021
The FCA responds to multiple questions regarding if carried interest is categorised as remuneration.